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Table of Contents 

1. CLIMATE DYNAMICS

GOALS

1.1 OCEAN-ATMOSPHERE INTERACTION

1.1.1 Response to CO2 and Sulfate Aerosols

ACTIVITIES FY97

Haywood et al. (1473) examined the response of a coupled ocean-atmosphere model to the estimated change of not only greenhouse gases but also anthropogenic sulfate aerosols. Using estimates of the radiative forcing of greenhouse gases and sulfate aerosols, they carried out an integration of the GFDL global coupled ocean-atmosphere climate model from 1765 to 2065 AD. It was found that the simulated warming trend of global mean surface air temperature during the past 100 years was remarkably similar to the observed trend (A96/P97). The model also reproduces the magnitude of the observed decadal variability reasonably well (1359). Encouraged by these agreements, in-depth analysis has been performed on the simulated change of the coupled ocean-atmosphere-land surface system.

Precipitation increases associated with global warming, particularly in high latitudes, lead to an increased freshwater supply in the Arctic and surrounding seas. This increase in freshwater supply contributes to the capping of the oceanic surface by relatively low density water and inhibits the convective cooling of the water column in the sinking region of the thermohaline circulation (THC) in the North Atlantic Ocean. Thus, the THC begins to weaken significantly after year 2010 (Fig. 1.1). By year 2065, the maximum value of the THC in the Atlantic is about 10 Sv (1 Sv = 106 m3/sec), compared to 18 Sv in the control experiment. As the

THC weakens, the northward advection of warm surface water decreases, leading to a reduced warming in the northern North Atlantic and surrounding regions.

Based upon the results from numerical experiments, it has been suggested that future increases in greenhouse gases will lead to a decrease in summertime soil moisture in midcontinental regions of the Northern Hemisphere. However, because of the reflection of insolation by sulfate aerosols, the summer reduction of soil moisture in the present experiment is relatively small during this century and becomes distinguishable only after the year 2010. Eventually, the cooling of continental surface due to sulfate aerosols is dominated by heating due to increased greenhouse gases during the 21st century. Thus, midcontinental summer dryness in the Northern Hemisphere becomes quite significant by the middle of the 21st century. Compared with the soil moisture from a control experiment, the fractional reduction of soil moisture in summer is particularly pronounced over the southern half of North America, the region around the Mediterranean Sea, and central Asia.

PLANS FY98

Analysis of simulated changes in the coupled atmosphere-ocean-land surface system will continue. Special emphasis will be placed on the oceanic change associated with global warming.

1.1.2 Decadal Variability and Trends in the Tropical Pacific

ACTIVITIES FY97

Possible mechanisms for observed decadal variability and trends in tropical Pacific SSTs over the past century have been explored using the GFDL global coupled ocean-atmosphere climate model (er). Particular attention has been given to the distinctive triangular-shaped pattern of warm anomalies observed in the tropical and subtropical Pacific from the late 1970s through the present. GFDL global climate models have been used to simulate both internal decadal variability of this region and the response to either increased CO2 alone or to the estimated combined forcing of CO2 and aerosols over the past century.

The internally generated decadal variability in a medium resolution (R30) model control run is similar in amplitude and pattern to the observed decadal variability (and recent trends), as discussed in A96/P97. The mechanism controlling the model's internal decadal variability appears to be similar to the "delayed oscillator" mechanism for the shorter ENSO time scale, based on the pattern and evolution of the model's subsurface heat content and surface wind anomalies. The westward phase propagation of heat content anomalies is slower for the simulated decadal variability compared to the simulated ENSO variability, in part because of the fact that it is also centered slightly further from the equator (~12N vs. 9N). The slower westward progression may provide a partial explanation for the longer time scale of the decadal phenomenon. The preferred time scale of the model's internal decadal events is estimated to be ~10-15 years.

The pattern of CO2-induced Pacific warming in the medium resolution (R30) model shows considerable similarity to that of the simulated internal decadal variability (correlation of 0.55), although one clear difference is that the model's CO2-induced pattern is more spatially uniform and is of one sign (positive) over the entire Pacific domain.

An index of observed SST over a broad triangular region of the tropical and subtropical Pacific (Fig. 1.2c) indicates a warming rate of +0.41C/100 yr since 1900, +1.2C/100 yr since 1949, and +2.9C/100 yr since 1971. All three warming trends are highly unusual in terms of their duration, with occurrence rates of less than 0.5% in a 2000-year simulation of internal climate variability using a low-resolution model (e.g., Fig. 1.2a), even after adjusting the model's internal variability upward to match that of a shorter, medium-resolution experiment (Fig. 1.2b). The most unusual observed trend is that since 1900 (96-yr duration); the longest simulated duration of a trend of this magnitude in the 2000-year climate model simulation is 85 years. This suggests that the observed trends are not entirely attributable to natural (internal) variability alone, and may have resulted in part from the sustained thermal forcing due to greenhouse gases. To quantitatively explore the possible role of greenhouse gases and aerosols in the observed warming trends, two low resolution (R15) simulations (using different initial conditions) of 20th century climate change due to the radiative forcing by these two components were analyzed. These simulations show an accelerated warming trend (~2C/100yr) in the triangular Pacific region beginning around 1960 (Fig. 1.2d). The similarity between this accelerated warming trend and the more recent observed trends (dashed lines in Fig. 1.2c) suggests that nearly all of the recent warming in the region could be attributable to anthropogenic forcing.

On the other hand, the cooling trends in the extratropical Pacific (not shown) are more characteristic of the model's internal decadal variability than its thermally forced warming pattern. These model results indicate that neither natural variability nor greenhouse gases plus aerosol forcing alone can account for both the pronounced tropical Pacific warming trends and the extratropical Pacific cooling trends of recent decades. Both natural variability and external forcing have probably contributed to the observed trends, although their relative contributions remain uncertain.

PLANS FY98

Multicentury integrations of the medium resolution (R30) coupled model will be examined with regard to both internal tropical Pacific variability and the tropical Pacific regional response to anthropogenic forcing (greenhouse gases plus aerosols). This should provide more reliable indications of the possible contributions of natural climate variability and anthropogenic forcing to the recent observed trends in the Pacific.

1.1.3 Cold Ocean-Warm Land Pattern

ACTIVITIES FY97

The cold ocean-warm land (COWL) pattern is obtained by decomposing variations in spatial mean surface air temperature into a component associated with a characteristic spatial structure function (i.e., the COWL pattern) and a residual. This structure function, which features positive values over the middle and high latitude Northern Hemisphere continents and negative values over the oceans, is evident in both observed data and the output from simulations with the GFDL coupled atmosphere-ocean model. A positive (negative) value for this structure function indicates that land is anomalously warm (cold) and oceans are anomalously cold (warm). Variations in the amplitude and polarity of the structure function are an important source of variability in spatial mean surface air temperature, with positive values of the structure function contributing to above average spatial mean temperatures, and vice versa.

During the past 25 years, the structure function extracted from observed surface air temperature data has undergone a systematic upward trend. This trend has contributed to the accelerated warming of the Northern Hemisphere over the same time period. To assess the importance of this upward trend and the likelihood that it may be of anthropogenic origin, the variability in structure function amplitude in a 1000-year integration of the GFDL coupled atmosphere-ocean model with constant radiative forcing is used to approximate the unforced variability of the real climate system. A comparison of the recent observed trend in hemispheric mean temperature associated with the structure function with trends in the same quantity simulated by the model (Fig. 1.3) indicates that the observed trend is unusually large compared with the trends generated internally by the coupled model. The results of this comparison suggest that the recent positive trend in structure function may not be purely a manifestation of unforced variability.

A similar positive trend appears when the structure function is determined from an integration of the coupled model with time-varying radiative forcing based on variations in CO2 and sulfate aerosol through the year 2065. The upward trend in the structure function determined from this integration begins toward the end of the twentieth century after a long period of little or no systematic trend. The trend is larger in the cold season, a characteristic shared by the observed structure function during the past 25 years.

The unusually large magnitude of the observed trend in structure function relative to the internally-generated variability in the coupled model, combined with the existence of a similar trend in the coupled model integration with anthropogenic radiative forcing suggests that the observed trend in structure function may have an anthropogenic origin (fe).

PLANS FY98

Further investigation will focus on the origin of the positive trend in structure function that appears in the observed surface air temperature data. Output from additional coupled

model simulations of the 20th and 21st centuries may be examined in an effort to produce a more statistically robust data sample.

1.1.4 Thermohaline Circulation and CO2

ACTIVITIES FY97

An investigation of the response of the coupled ocean-atmosphere system to the rate of increase in the atmospheric carbon dioxide concentration has been completed using the model described in (1042). Five integrations of the coupled model were performed in which atmospheric CO2 increases at the rates of 0.25, 0.5, 1.0, 2.0 and 4.0%/year (compounded) until it is doubled and remains unchanged thereafter. The corresponding time required for the doubling of atmospheric CO2 is 280, 140, 70, 35, 17.5 years, respectively. For comparison, two equilibrium integrations were also carried out for a period of several thousand years, with the atmospheric CO2 concentration constant at its present day and twice present day values, respectively, throughout the integration.

It was found that the integrations with the slowest rates of increase in the atmospheric CO2 concentration have the largest decrease in the strength of the thermohaline circulation, THC, in the Atlantic Ocean by the time of CO2 doubling, as indicated in Table 1.1. This reduction of the THC in response to increasing CO2 was discussed earlier in (1042). They showed that, as CO2 increases, the temperature and absolute humidity increase in the troposphere, enhancing the poleward moisture transport. The enhanced moisture transport, in turn, causes a marked increase in precipitation in high latitudes, capping the oceanic surface with relatively fresh, low density water. The capping reduces the negative buoyancy production and convective activity in the sinking region of the THC, thereby reducing its intensity. As noted above, the slower the rate of CO2 increase, the longer it takes for the CO2 concentration in the atmosphere to double, making more time available for the capping of the oceanic surface and the development of a halocline in high North Atlantic latitudes and in the Arctic Ocean. This is why the weakening of the THC by the time of CO2-doubling is largest in the integration using the slowest rate of CO2 increase (0.25%) as indicated by Table 1.1.

Experiment 0.25% 0.5% 1% 2% 4% 2X-Equil. Control
THC (Sv) 10 12 13 15 17 17 17

However, the THC begins to reintensify approximately 100 years after the CO2 stops increasing (Fig. 1.4) and eventually recovers to its original intensity (1192), which explains why the THC in the two equilibrium integrations have similar intensities. This is in sharp contrast to the weakening of the THC found in the transient integrations. This similarity in the strength of the THC between the two equilibrium integrations has been noted previously (700). The reason for the similarity is that the meridional density gradient which drives the THC differs very little between the equilibrium climates. If the waters warmed uniformly everywhere in response to the increased atmospheric CO2, the density reduction of the low latitude water would be relatively larger than the high latitude water (because of the nonlinear dependence of sea water density on temperature), increasing the meridional density gradient. On the other hand, the polar amplification of the surface warming and the decrease in surface salinity in high latitudes, as discussed above, combine to reduce the meridional density gradient. The net result of these opposing effects is that the meridional density gradient, and therefore the THC, differs little between the two equilibrium climates.

However, on shorter time scales (hundreds of years), the weakening of the THC reduces the warming in the northern North Atlantic and surrounding regions (1042, 1192). This simulated

dependence of the THC on the rate of CO2 increase has potentially profound implications for any future greenhouse gas mitigation strategies.

PLANS FY98

In-depth analysis of the experiments will continue.

1.1.5 Sea Surface Temperature Variability in the Greenland Sea

ACTIVITIES FY97

Analyses of a multi-millenial integration of a coupled ocean-atmosphere model have revealed pronounced oscillations of ocean temperature and salinity in the Greenland Sea (db). The oscillations, involving both the surface and subsurface layers, have a time scale of approximately 40-80 years, with a peak around 60 years, and are associated with fluctuations in the intensity of the East Greenland Current. The Greenland Sea temperature and salinity variations are preceded by large-scale changes in near-surface salinity in the Arctic, which appear to propagate out of the Arctic through the East Greenland Current. These anomalies then propagate around the subpolar gyre into the Labrador Sea, the central North Atlantic and the Norwegian Sea. The oscillations are coherent with previously identified (1182) multi-decadal fluctuations in the intensity of the North Atlantic thermohaline circulation. In addition, the model oscillations have a distinct resemblance to oscillations detected in the instrumental and proxy record1. The oscillations involve the atmosphere as well, with the cold SST anomalies and intensified East Greenland Current being associated with cold surface air temperatures and northerly wind anomalies over the Greenland Sea.

Additional analysis of these variations has revealed an intriguing multicentennial scale modulation of the multidecadal variability. Wavelet analysis of SSTs in the Greenland Sea (shown in Fig. 1.5) demonstrates that there are groups of centuries where this variability is strong, followed by other centuries where this variability is weak. This modulation of the multidecadal variability has very important implications for characterizing and predicting decadal to multidecadal variability, as well as for issues of climate change detection.

PLANS FY98

Additional analyses will be conducted regarding the mechanisms responsible for the large multidecadal variability signature in the coupled ocean-atmosphere model, particularly with regard to the role of the atmosphere. The multicentennial scale modulation, as well as the centennial variations, will also be investigated further.

1.1.6 Modeling Study of Water Vapor Feedback

ACTIVITIES FY97

The precise amount of warming that would result from a given increase in greenhouse gases in the atmosphere remains highly uncertain. One source of this uncertainty is the inability to quantify the role of feedback mechanisms in determining the sensitivity of climate to the change in greenhouse gas forcing. Water vapor feedback has long been considered a positive feedback mechanism (50). The global warming of the coupled atmosphere-surface system leads to an increase in atmospheric water vapor (a greenhouse gas), thereby reducing further the radiative damping which would otherwise mitigate the warming. Thus, the CO2-induced warming is enhanced by additional water vapor feedback.

Water vapor feedback should affect naturally-occurring temperature anomalies in much the same way that it affects a warming induced by a change in greenhouse gas concentrations. For example, if some completely natural forcing induced a warm temperature anomaly in the coupled atmosphere-surface system, the resulting increase in atmospheric water vapor and hence greenhouse trapping would decrease the radiative damping of that anomaly and the warm anomaly will be larger than it would be in the absence of water vapor feedback. Similarly, since cold air holds less water vapor, a negative temperature anomaly would decrease the greenhouse effect of the atmosphere through reduced water vapor mixing ratios, forcing the cold anomaly to be even colder. A positive feedback mechanism such as water vapor feedback should therefore impact the radiative damping of naturally-occurring temperature anomalies in a manner similar to the way greenhouse gases induce global warming.

To study the role of water vapor feedback in natural temperature variability, the GFDL R15 coupled ocean-atmosphere model was integrated for 1000 years in two configurations; the first with a completely interactive water vapor budget and the second with the water vapor distribution constrained to climatological values for the purposes of radiation calculations, thus effectively disabling the model's water vapor feedback. As shown in the top panel of Fig. 1.6, the integration which included water vapor feedback was observed to possess higher surface temperature variability on all spatial and temporal scales, implying that water vapor feedback is, indeed, positive in the context of the model's natural variability. The standard deviation of global mean surface temperature is 0.144C in the integration with water vapor feedback, and only 0.092C in the integration without water vapor feedback. In addition, water vapor feedback affects surface temperature anomalies more as time and spatial scales increase. Finally, surface temperature anomalies over the ocean are more affected by water vapor feedback than their land counterparts.

In order to better understand the role of water vapor feedback in a global warming scenario, two analogous 500-year integrations were performed in which CO2 was doubled. Water vapor feedback was observed to be positive in the enhanced-CO2 global warming case as well. In fact, the model's water vapor feedback has an even larger impact on surface warming in response to a doubling of CO2 than in naturally-occurring, low-frequency, global mean surface temperature anomalies. The standard deviation of the equilibrium global

warming at the surface in the model with water vapor feedback was 3.78C, but only 1.05C for the case of climatologically prescribed water vapor (see the bottom panel of Fig. 1.6). The strength of the feedback, therefore, appears to depend on the type of temperature anomaly it affects. One factor determining the effectiveness of the feedback is the altitude to which these temperature anomalies typically penetrate. The higher the anomaly penetrates, the stronger the feedback.

PLANS FY98

Analysis of these experiments will continue and the role of water vapor feedback in well-known climate fluctuations (such as ENSO) will be investigated. In addition, the role of water vapor feedback in inducing precipitation anomalies will be explored.

1.1.7 Coupled Model Development

ACTIVITIES FY97

Substantial effort has been expended over the last year toward improving a medium (R30) resolution version of the coupled ocean-atmosphere-land surface model. This model has a horizontal grid size of approximately 250 km, with 14 atmospheric levels and 18 oceanic levels. Previous integrations of similar models have suffered from substantial climate drift which severely compromised the utility of those models for some scientific applications.

A new version of this model has been developed with somewhat stronger horizontal diffusion. Specifically, the background horizontal mixing coefficient was increased to 0.75 x 106 cm-2 s-1. Preliminary results with this model demonstrate that the time-mean simulation is quite realistic, and that the climate drift in this model has been substantially reduced from previous versions. (The drift in global mean sea surface temperatures over the first 80 years of the integration is less than 0.1C.) The success of this latest version of the medium resolution coupled model is a vital step towards studies of a host of climate issues over the next several years. In particular, the much improved simulation of many aspects of the atmospheric circulation in this model, including the simulation of transient eddies, will allow a more robust examination of many critical issues in climate research. It is anticipated that this model will have a substantially improved simulation of ENSO, the Asian monsoon, and decadal variability, as well as other features.

In addition, substantial changes were made to the engineering aspects of model execution and data storage. The model output is now routinely stored in netCDF (a data storage protocol common to the meteorological and oceanographic research community). This allows easy exchange of model output with colleagues both within and external to GFDL, as well as facilitating the use of many existing analysis packages. A considerable effort was also made in completely rewriting the system for controlling model execution and data post-processing. This system allows for a very flexible and highly automated process of model control.

PLANS FY98

The control run of the medium resolution coupled model will be extended indefinitely (more than a century). The natural variability in this extended integration of the coupled model will be examined and documented. A number of integrations will be conducted using this model to explore the response of the climate system to altered radiative forcings.

1.2 CONTINENTAL HYDROLOGY AND CLIMATE

1.2.1 Greenhouse-Induced Changes in Extremes of River Discharge

ACTIVITIES FY97

In a continuation of earlier work on temporal variability of runoff and river discharge, the response of river-discharge extremes (floods and droughts) to an equilibrium quadrupling of atmospheric carbon dioxide has been computed. Analyses were all focused on a set of geographic areas corresponding to several major gauged river basins of the world. The analysis was based on monthly climate-model runoff fields computed in earlier studies (1192, 1201). Observations have been provided by national hydrological services and are typically of 50-100 years duration.

Extremes of river discharge are highly sensitive to water storage in river basins. Some forms of storage (soil water, snowpack) are represented in climate models, but others (ground water, rivers and lakes) are not. For this study, a simple linear storage model was introduced to represent these neglected forms of storage. For each month, model runoff was aggregated by river basin and the resulting total runoff was routed through the linear reservoir to form a synthetic river discharge. The linear reservoir is characterized by a mean residence time of water in the basin. The residence time was estimated from the frequency spectrum of observed river discharge of each basin under the assumption that river discharge is a red-noise process that results when a basin filters essentially white-noise runoff. Most of the inferred residence times were on the order of 1-3 months.

The resulting time series of modeled monthly river discharge were analyzed statistically for annual high and low values, and the results are expressed in terms of event return periods. (The return period of a flood F is the mean time between floods having magnitude equal or greater than F; drought-flow return periods can be similarly defined.) A wide variety of responses to greenhouse warming has been noted in preliminary analyses. For the Mississippi at Vicksburg (Fig. 1.7), the general decrease in annual runoff within that basin leads to increased return periods for flooding and greatly decreased return periods for low flows. In contrast, the basins that experience a general increase in flow commonly show the opposite effects. Analyses of trend detectability suggest that changes in extreme flows typically become evident at about the same time as changes in annual mean flows. In the case of the Mississippi at Vicksburg, these trends are not statistically significant until after the time of doubling of atmospheric carbon dioxide.

PLANS FY98

The assumption of white-noise runoff cannot be directly tested, but analysis of spectra of modeled and observed precipitation would help to establish its plausibility or to develop needed modifications. Consequently, plans call for analysis of available precipitation

observations and comparisons with model outputs. Return-period analyses of hydrologic extremes will be continued in more detail, and an attempt will be made to interpret the results for their practical implications for contemporary climate change.

1.2.2 Trend Analysis of Observed River Discharge

ACTIVITIES FY97

Previous trend analyses of 20th-century river discharge have continued, with datasets extended in both time and space. The time series of observed annual discharge from nine large river basins, tropical and extratropical, were analyzed. Best-fit linear trends of annual discharge for 1904-93 ranged from -9%/century (Northern Dvina River in European Russia) to +30%/century (St. Lawrence River). Trend significance was assessed in the context of a Markov (lag-one autoregressive) model of river runoff. For only two of the rivers were the trends significant at the 95% level (upper Amazon River, +8%/century; St. Lawrence River).

Preliminary estimates of expected anthropogenic trends in river flow have also been made on the basis of various climate-model experiments and assessments of global water-resource development and land-use changes. These estimates suggest that the anthropogenic signal in river discharge due to the considered processes (climate change due to increased atmospheric carbon dioxide and sulfate aerosols, stomatal closure due to increased atmospheric carbon dioxide, direct water-balance effects of deforestation) is not sufficiently large to explain the trends noted in the Amazon and St. Lawrence basins. Possible explanations include: 1) failure of the statistical assumptions in the analysis of trend significance; 2) underestimation of the magnitude of the anthropogenic effects that were considered; 3) neglected anthropogenic or natural forcing functions external to the climate system; or 4) improbable, chance natural variations of discharge.

PLANS FY98

Analyses will continue, with a focus on extraction of statistically robust information from the observed time series and interpretation of the observed trends. The possible role of aerosols from biomass burning will also be investigated.

1.2.3 Soil-Moisture Predictability and Associated Climate Predictability

ACTIVITIES FY97

Ensemble forecast experiments were performed with the GFDL climate model to explore the predictability of soil moisture and the impact of initial soil moisture information on monthly to seasonal climate forecasts. Initially, the model was run for 100 years, in conjunction with climatological average ocean-surface temperatures, to establish a model climatology. In the process, instantaneous global fields of all prognostic variables, including soil moisture, were saved at the beginning of each month. These fields were used, in various combinations, as initial conditions for ensemble forecast experiments. Preliminary analysis has focused on ensemble forecasts initialized at the beginning of the northern-hemisphere summer months (i.e., June-August). For each initialization date, eight ensemble forecasts were run with 10 members per ensemble (for a total of 80 forecast runs). For an ensemble forecast, each member of the ensemble was provided the same initial condition of soil moisture, while the initial atmospheric state was randomized between members. Each ensemble was assigned a different initial soil moisture state and each forecast was run for one year.

A "relative inter-ensemble variance" is used as a measure of predictive skill for soil moisture, surface-air temperature, and precipitation. This quantity is defined as the ratio of the inter-ensemble variance to the total variance among all of the forecast runs (80 of them) starting on a common date. The relative inter-ensemble variance increases (i.e., tends to a value of 1) with stronger influence of the initial soil moisture information. If the initial soil moisture information has no impact on the ensemble forecast means (i.e., all of the forecasts in an ensemble are essentially independent of each other), then the relative inter-ensemble variance tends to a lower value (dependent on ensemble size and number of ensembles).

Figure 1.8 shows a representative example of the initial analysis for the July 1 forecasts. Soil moisture is predictable with an exponential decay time period on the order of one month. The associated predictive skill for near-surface air temperature is smaller, but its time scale does not differ significantly from that for soil moisture. So far, soil-moisture initialization appears to yield no significant predictive skill for precipitation. In general, larger predictive skill is seen for area-averaged and/or time-averaged soil moisture and air temperature (shown in Fig. 1.8) than for their respective instantaneous, grid-point values.

PLANS FY98

A more extensive analysis of the experiments will be completed, with a focus on identification of scale-dependence of predictability. The results will be interpreted in the context of previous works on stand-alone soil-moisture predictability and atmospheric sensitivity to surface processes.

1.3 PALEOCLIMATE

1.3.1 Tropical Cooling at Last Glacial Maximum

ACTIVITIES FY97

Investigation of tropical temperature changes in a coupled atmosphere-mixed layer ocean model simulation of the climate of the last glacial maximum has continued. The forcing for this simulation was specified by the Paleoclimate Modeling Intercomparison Project (PMIP), and consists of a change in orbital parameters to their values at 21,000 years before present, a reduction in sea level by 105 m, the imposition of continental ice sheets as reconstructed by a geophysical inverse calculation, and an approximately 25% reduction in atmospheric carbon dioxide.

Work during the past year has focused on understanding some of the regional variations in simulated glacial cooling at low latitudes. Of particular interest are regions of relatively small cooling over the subtropical oceans of the Southern Hemisphere (Fig. 1.9, top).

Identifying the physical mechanism responsible for these low sensitivity regions has proven to be very difficult, but some additional insight has come from a doubled CO2 integration (2xCO2) conducted using the same climate model used for the PMIP glacial simulation. Patterns of temperature change over the tropical and subtropical oceans in the 2xCO2 integration bear some resemblance to those in the glacial simulation, but with reversed polarity (Fig. 1.9, bottom). An area of relatively low sensitivity extends from west-northwest to east-southeast across the subtropical South Pacific in each integration, while a belt of relatively high sensitivity extends from just off the west coast of North America west-southwest across the North Pacific. In both integrations there appears to be some relationship between the patterns of temperature change and changes in the prevailing surface winds. These changes in atmospheric circulation may be the result of the interhemispheric asymmetry in the warming (cooling) at middle and high latitudes of the doubled CO2 (glacial) integration. The doubled CO2 integration has proven valuable because it provides a simpler framework for investigating the relationship between the circulation and temperature changes, since the large changes in atmospheric circulation associated with the expanded continental ice sheets of the last glacial maximum do not represent an additional source of complexity.

PLANS FY98

A more complete understanding of the mechanisms that produce spatial variations in tropical cooling will be the primary research goal. In addition, the analysis of the simulation of the last glacial maximum will be extended beyond the tropics, and a comparison of the GFDL model results with those of other research groups contributing to PMIP will also be undertaken.

1.4 PLANETARY WAVE DYNAMICS

1.4.1 Tropical Intraseasonal Oscillations

ACTIVITIES FY97

Tropical intraseasonal oscillations (TIOs) simulated by the R30L9 GFDL spectral climate model (1118) consist of 40-50 and 25-30 day oscillations. The two oscillations, however, have comparable magnitudes, being contrary to observed TIOs which are dominated by a 40-50-day TIO. To improve the simulation of TIOs, a 20-level R30 spectral model, having the original scheme of moist convective adjustment, was run for 20 years with predicted clouds ("variable clouds") and observed climatological zonal-mean clouds ("fixed clouds") in the radiation scheme. It was found that the tropospheric zonal velocity of the variable-cloud model exhibits a pronounced 40-50 day spectral peak (Fig. 1.10a) corresponding to the 4050 day TIO, in agreement with observed spectra. This feature is a substantial improvement over the fixed-cloud model, which simulates 40-50 and 25-30 day TIOs of comparable magnitude (Fig.1.10b). These figures also indicate that cloud feedback enhances the 40-50 day peak while reducing the 25-30 day peak.

In order to explain the above results, the radiative damping coefficient was estimated as the space-time spectral regression coefficient of radiation which is assumed to be, in part, linearly related to temperature. The coefficient indicates that radiation acts to reduce both

the 40-50 and 25-30 day TIOs in the upper troposphere (100-200 mb), but acts to enhance them in the middle troposphere (200-500 mb). Both the positive and negative values of the coefficient are substantially enhanced by cloud feedback. Since the 40-50 day TIO is more confined to the troposphere than the 25-30 day TIO, the 40-50 and 25-30 day TIOs are probably sensitive to middle-tropospheric radiative forcing and upper-tropospheric radiative damping, respectively. If so, the radiative forcing and damping may explain the above results.

There is also the possibility that the discrepancy between the climatology of predicted clouds and the observed climatological cloudiness results in substantially different model climatologies, which in turn affect the TIOs. In particular, reduced tropospheric mean static stability enhances the growth rate of the 40-50 day TIO, but reduces that of the 25-30 day TIO through the evaporation-wind feedback (EWF) mechanism (ba). Increased near-surface easterly mean flow also increases the growth rate of the 40-50 day TIO more efficiently than the 2530 day mode through EWF instability (ba). This possibility, however, is unlikely, since analyses of the climatology of the temperature and velocity fields indicate that the tropospheric static stability is not reduced by cloud feedback but rather slightly enhanced (i.e., the tropopause temperature is increased, becoming more realistic) and that the near-surface easterly mean flow is only marginally enhanced.

In the R30 spectral model, the near-surface mean wind is easterly (-2 m/s) in the equatorial western Pacific "warm-pool" region (where eastward-moving TIOs and superclusters amplify), contrary to recent observations that indicate westerlies in this region. On the other hand, the 40-level GFDL SKYHI model having high horizontal resolution indicates westerlies in this region, in agreement with observations. To examine the sensitivity of TIOs to the near-surface mean wind, numerical experiments were conducted using an idealized nine-level R21-spectral model with moist convective adjustment. The model prescribes globally uniform distributions of sea surface temperatures and insolation conditions. It can also prescribe the zonal-mean component (U) of the near-surface zonal velocity in the parameterized surface fluxes of latent and sensible heat, while allowing the deviation from the zonal mean to fluctuate. As found in previous studies (1452), the 40-50 and 25-30 day TIOs, which occur for U = -2 m/s (easterly), are profoundly weakened by the elimination of the EWF mechanism. It was found that, as U shifts from -6 m/s (easterly) to +2 m/s (westerly) in the presence of the EWF mechanism, the dominant period of the TIOs shifts from 25-30 days eastward to 170-190 days westward, the magnitude being much weaker for westerly U than easterly U.

The above idealized model experiments indicate that only weak westward-moving TIOs are generated for westerly zonal wind. Moreover, the westerly mean flow in the warm-pool region implies that eastward-moving TIOs are stabilized in this region through the EWF mechanism. To explain why eastward-moving TIOs amplify in the warm-pool region of westerlies, the united mechanism for the generation of TIOs and superclusters is proposed as follows. In the idealized model, TIOs are destabilized for easterly U by evaporation-wind feedback through the EWF mechanism. On the other hand, superclusters are generated through the saturation-triggering mechanism (1452) by the intermittent onset of moist convection, upon saturation, to neutralize any pre-existing conditionally unstable stratification. In the realistic model, eastward-moving TIOs are destabilized by the EWF mechanism in the region of easterlies east of the warm-pool region. They are further amplified in the warm-pool region of westerlies through the modulation of the superclusters generated by the saturation-triggering mechanism.

PLANS FY98

In order to confirm that the difference between the tropical intraseasonal oscillations simulated with variable and fixed clouds is not essentially due to the slight difference in model climatologies, cloud feedback will be suppressed in such a way that the climatology of model cloudiness remains the same. The united mechanism for the generation of tropical intraseasonal oscillations and superclusters will also be examined by the use of a realistic model.

1.4.2 Baroclinic Instability, Geostrophic Turbulence, and Extratropical Dynamics

ACTIVITIES FY97

1.4.2.1 Wave-Mean Flow Interaction in Zonally Asymmetric Flows

While the theory of wave-mean flow interaction on zonally symmetric atmospheric flows is one of the most significant achievements in atmospheric dynamics of the past 20 years, the generalization of this theory to zonally asymmetric basic states has proven difficult. More specifically, there does not yet exist a good theoretical framework within which to study the interaction between the storm track eddies in midlatitudes and larger scale quasi-stationary planetary waves. Motivated by recent work on the problem of parameterizing eddy fluxes in ocean models, a formalism has been developed in which one focuses attention on the mass between two PV contours on an isentropic surface and the ways in which this mass is redistributed by eddy activity. This new perspective has clarified the connections between previous work on this problem and provides a simple picture of how eddies can modify the mean flow even when they are steady, adiabatic, and inviscid, a special case of particular interest because, in this limit, this interaction is a direct consequence of the zonal asymmetries of the background flow.

1.4.2.2 The Near Surface Branch of the Meridional Overturning Circulation in the Troposphere

When one computes the north-south mass transport within isentropic layers in the atmosphere, one finds a relatively simple overturning circulation, with poleward flow in the upper troposphere and return flow near the surface. Focusing on the surface branch of this return flow, a simple argument is presented for the range of the potential temperatures in which this equatorward flow occurs: at a particular latitude, the return flow is primarily confined to isentropic layers which are cold enough that they intersect the ground at some longitudes. In contrast, those layers that are warm enough so as to be typically uninterrupted by the surface carry a poleward flow. In order to analyze this overturning circulation in height or pressure coordinates, the concept of a "residual mean circulation" has historically been very valuable, but it is poorly defined at the surface. An alternative definition of the residual circulation has been developed that provides a cleaner depiction of the equatorward return flow, motivated by recent work on oceanic eddy flux closure. Calculations with an idealized atmospheric model emphasize that the surface branch of this circulation can have important consequences in that it can advect cold temperatures equatorward if not prevented from doing so by air-mass modification, creating a surface inversion throughout midlatitudes.

1.4.2.3 Studies of the Tibetan High in the Northern Summer Using Idealized GCMs

The anticyclone in the upper troposphere over the Asian monsoon region in Northern summer can be thought of as driven by the vortex compression resulting from the upward motion associated with latent heat release. But the simplest models of this process show that the resulting anticyclone will spread westward due to a special form of Rossby wave propagation that oceanographers have termed the "beta plume". The observed anticyclone does spread westward as far as Africa. The question then arises as to the factors that control the extent of this westward expansion. Idealized models in which the strength of midlatitude eddy activity is varied suggest that potential vorticity mixing due to baroclinic waves is a key limiting factor. Analysis of these experiments is in progress.

1.4.2.4 Studies of the Tropospheric Lapse Rate in Extratropical Latitudes Using Idealized GCMs

It is known from idealized GCM simulations that baroclinic eddies alone, in the absence of moist convection, can maintain a stratification comparable to that observed in midlatitudes, but even a qualitative theory for this stratification remains elusive. A series of integrations have been performed to determine how the stratification varies in idealized GCMs as different parameters, such as the north-south temperature gradient or the height of the tropopause, are systematically altered. Work is in progress on analyzing these integrations.

1.4.2.5 Geostrophic Turbulence and Eddy Flux Parameterization

Theoretical developments on the fundamentals of quasi-geostrophic turbulence generated by baroclinic instability have been described earlier (1337, 1362, 1369, bm). Besides contributing to the fundamental understanding of atmospheric dynamics, these developments have implications for the problem of parameterizing the effects of mesoscale baroclinic eddies in ocean climate models. Work is continuing on three fronts: 1) the analysis of an eddy resolving two-layer quasi-geostrophic model of a mid-ocean subtropical gyre; 2)integrations which focus on the manner in which surface damping halts the inverse energy cascade in the two-layer homogeneous turbulence model; and 3) a study of barotropic instability of a point jet. This work is aimed at bridging the gap between studies of homogeneous turbulence and inhomogeneous flows of geophysical interest.

PLANS FY98

Work will continue on problems related to storm track dynamics, geostrophic turbulence, and eddy flux parameterization using a variety of idealized models.

1.4.3 NOAA/University Joint Study of the Maintenance of Regional Climates and Low Frequency Variability in GCMs

ACTIVITIES FY97

A collaboration among GFDL, NOAA/Climate Diagnostics Center, MIT, the Universities of Washington, Chicago, and Illinois, and the Lamont Doherty Earth Observatory has continued its study of the interrelated problems of stationary waves, storm tracks, low-frequency variability, and the response of the atmosphere to perturbations in boundary forcing. The group has collaborated in designing experiments to be performed at GFDL. Further information about this project has been provided in the annual reports from previous years. Described here are those projects related to consortium efforts in which the GFDL contribution is predominant.

1.4.3.1 Stochastic Models of Storm Tracks

A recent development in atmospheric dynamics has been the construction of approximations to atmospheric models consisting of a linear operator forced by white noise. One approach consists of linearizing about some mean climatic state, and then adding dissipation so as to stabilize this operator. Although a theoretical understanding of the appropriate form and strength of the dissipation is lacking, one can make progress in simulating the midlatitude storm tracks by using the simplest possible linear damping and treating the strength of the damping as a tuning parameter. Using this approach, eddy statistics generated by an atmospheric GCM have been reproduced with surprising fidelity, as shown in Fig. 1.11. Using this stochastic model with different basic states, the midwinter suppression of the Pacific storm track has been simulated in a qualitative way. This phenomenon, in which the eddy activity over the Pacific is stronger in November and March than in January, is a stringent test of the current understanding of the storm tracks. This study has shown that the suppression should be understandable in terms of differences in the background flows during the different winter months.

1.4.3.2 Effective Linear Operators

In an alternative approach to linear stochastic modeling, suggested in a series of papers by Farrell, Del Sole, and Branstator and closely related to the classic work on "fluctuation-dissipation" relations by Leith, the linear operator is not obtained by linearizing the equations of motion about some more or less arbitrarily chosen basic state, but rather by statistical fitting to the time-variability of the atmosphere itself, or a model of the atmosphere. The resulting operator is referred to as an "effective linear operator", or ELO. The ELO is constructed using the data from an R30 GCM with a zonally symmetric climate, and have used it not only to simulate storm tracks with stochastic forcing. but also as an effective Green's function with which one can attempt to compute the climatic response to thermal or mechanical forcing.

1.4.3.3 Idealized GCM integrations

In collaboration with S. Lee at Penn State, the analysis of a series of GCM integrations with zonally symmetric (all ocean) boundary conditions has continued, using the 14-level R30 model. The climatic responses to zonally symmetric perturbations in the SST distribution are being examined. A variety of circulation indices of interest (the strength of the surface westerlies, the eddy kinetic energy in the storm tracks, and the strength of the Hadley cell) show remarkably linear climatic responses. The response to the sum of two SST anomaly patterns is quite close in many cases to the sum of the responses to the individual anomalies. The implication is that one can think of the general climatic response as being decomposed into a small number of "canonical" responses -- such as the response to tropical warming of SSTs and the response to increased north-south temperature gradient -- at least in this zonally symmetric framework. One can then attempt to develop a thorough dynamical interpretation of the climatic responses in this small number of canonical sensitivity experiments. The response to the warming of tropical surface temperatures in this idealized model has been found to be quite similar to the changes in Southern Hemisphere circulation seen in the R15 coupled model global warming scenario integrations.

PLANS FY98

Stochastic models of storm tracks and the use of "effective linear operators" to study atmospheric climatic responses to various kinds of perturbations will be pursued. In addition, a new call for proposals has been issued by the NOAA Office of Global Programs for collaborative work in the next three years within this project. Work will continue to focus on the utilization of atmospheric GCMs to improve our understanding of stationary waves, storm tracks, and the response of the atmosphere to perturbations in the surface boundary conditions.

1.5 PLANETARY FLUID DYNAMICS

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